Privacy Policy — EllisIQ

Effective date: August 8, 2026

Privacy Policy — EllisIQ Effective date: at product launch

This Privacy Policy describes how EllisIQ (operated by Ellis Intelligence LLC, a Colorado limited liability company, "we", "us", "our") collects, uses, and shares information when you visit ellisiq.com or use the Service. For how we process Customer Data — including Matter content, intake submissions, client information (Firm Data), tool outputs from the deposition prep pipeline, governance-analysis results — on behalf of our Customers, see §4 and the Data Processing Addendum at ellisiq.com/dpa.

1. Scope.

This Policy covers: visitors to ellisiq.com; Customer (business) account holders and their authorized users; and the Firm's own staff and team members invited under its tenant whose information reaches the Service through a Customer — but only to explain that, for that data, the Customer is the controller and we act as the Customer's processor (see §4 and §12).

2. Information we collect.

(a) Directly from Customers and visitors: Firm account information (name, business email, role, password), billing information (tokenized via Stripe), communications, billing information (tokenized via Stripe — we do not store card numbers), and communications you send us. (b) Automatically: device and connection data, usage data, and the two strictly necessary cookies described in the Cookies and Tracking section. No advertising, analytics, or preference cookies. (c) Customer Data — processor role: Matter content, intake submissions, client information (Firm Data), tool outputs from the deposition prep pipeline, governance-analysis results. We process this category only on the Customer's instructions to operate the Service (see §4).

3. Information we do not want.

The Service is designed to process Legal AI operations platform for law firms — deposition prep, governance crosswalk, and matter/dossier management data. Do not collect or upload through the Service more than is necessary, and in particular do not upload: client financial account numbers, trade secrets of third parties, anything the Firm does not have the right to upload. If we discover such information collected or uploaded inadvertently, we will notify the responsible Customer and request deletion, and may sanitize or delete it without prior notice if necessary to prevent privacy or regulatory exposure.

4. Customer Data and the Firm's own staff and team members invited under its tenant data — our role.

4.1 Processor / Service Provider. With respect to all the Firm's own staff and team members invited under its tenant data processed through the Service, the Customer is the controller (or "business") and we are the processor (or "service provider"). We process that data only on the Customer's documented instructions to provide the Service, and not for our own purposes. 4.2 Where we host the collection surface. Where the Service includes a Customer-configurable surface that collects information directly from the Firm's own staff and team members invited under its tenant, we host and render that surface and collect what is entered, but we do so as the Customer's processor and on the Customer's behalf; that person's relationship is with the Customer, not with EllisIQ. 4.3 Minimization. We collect and process only the categories of the Firm's own staff and team members invited under its tenant data described in §2(c), and request no more than the Service needs to operate; see §3 for the categories we affirmatively refuse to accept. 4.4 No sale, no share. We do not sell the Firm's own staff and team members invited under its tenant data or Customer Data, and we do not share it for cross-context behavioral advertising. 4.5 No training on Customer Data. We do not use Customer Data to train any model, fine-tune any shared model, or improve a Service used by other customers. 4.6 Tenant isolation. multi-tenant per-firm — role is mapped separately at each layer of the chain. 4.7 Audit-log integrity. Where the Service maintains an audit or custody log of actions taken on the Firm's own staff and team members invited under its tenant data, that log is itself Customer Data under §2(c) and is available to the Customer's authorized users.

4.8 Privileged material. Processor does not assert, manage, or enforce privilege on Firm's behalf, and makes no representation that any specific communication, document, or Output is or remains privileged. Firm remains solely responsible for asserting and maintaining privilege.

5. How we use information (controller role).

For marketing-site visitors and Customer account/billing contacts, we use information to provide, operate, secure and improve the Service; authenticate users and prevent unauthorized access; process payments and manage subscriptions; communicate about the Service, security incidents and Terms changes; send marketing communications to Customer billing contacts (opt-out anytime); produce aggregated, de-identified usage analytics; and comply with legal obligations. We do not sell personal information and do not share it for cross-context behavioral advertising.

6. What we do NOT do with your information.

We do not sell personal information and do not share it for cross-context behavioral advertising. We do not use Customer tenant data to train any model or to improve a Service used by other customers. We do not share tenant data with third parties except as described in §7 (subprocessors, legal compliance, business transfers). EllisIQ is not a law firm and does not provide legal advice. EllisIQ is an AI-assisted practice tool for law firms and their staff. EllisIQ has not been reviewed, approved, endorsed, certified, or licensed by any bar association, law-practice regulator, or other regulatory body. No surface of the Service uses a seal, badge, ribbon, watermark, or certificate-style graphic that could suggest such affiliation, endorsement, official recognition, predictive authority, or agency action.

7. Sharing and disclosure.

(a) Subprocessors at ellisiq.com/subprocessors, operating under equivalent data-protection restrictions. (b) AI processing (Anthropic, via the shared ellis_ai gateway) for deposition prep (5-agent pipeline), governance analysis, and document summarization — AI processing. Matter content, intake submissions, client information, and user-requested analysis queries submitted by authorized Firm users are sent to our AI/model provider for deposition prep, governance analysis, and document summarization. Before anything is sent, we perform best-effort masking of personally identifying values in the payload — including email, phone, government ID/SSN/EIN, and payment card or bank account numbers — and restore them only in the response shown to you; this is a control we build and enforce ourselves, not a retention commitment we rely on the provider to make. Our AI/model provider is Anthropic, PBC, listed on our subprocessor page at ellisiq.com/subprocessors. (c) Subprocessor changes: we will notify the Customer's designated account contacts by email or in-product notice at least 30 days before adding or replacing a subprocessor, and will update the published list at the same time. Notice is deemed given when sent. A Customer may object on reasonable data-protection grounds within 30 days of the date notice is given; if a Customer timely objects, we will not use the new subprocessor to process that Customer's data while we work with the Customer to resolve the objection. (d) Legal compliance. (e) Business transfers, with notice to Customers. (f) With the Customer's written instruction. We do not share the Firm's own staff and team members invited under its tenant data or Customer Data with data brokers, advertising networks, or any third party for purposes outside operating the Service.

8. Cookies and tracking.

The EllisIQ website (ellisiq.com) The Site does not use advertising or analytics cookies and does not load third-party trackers. Because we self-host fonts and front-end assets, your browser does not request resources from third-party servers as a result of visiting the Site. The EllisIQ application (app.ellisiq.com) The application uses two cookies, both strictly necessary. Neither is used to advertise to you or to follow you across other websites. A session cookie, set by the application when you sign in. It keeps you signed in and protects forms against cross-site request forgery. It is removed when your session ends. The application cannot be used while it is blocked. A Cloudflare access cookie (CF_AppSession, and after sign-in CF_Authorization), set by Cloudflare when your browser first reaches app.ellisiq.com — before you sign in. It runs the access-control check that sits in front of the application. Cloudflare provides this service to us as a processor and is listed on our subprocessor page. We do not set advertising cookies, retargeting or behavioral-tracking pixels, or cross-site tracking cookies of any kind, and we do not integrate with data brokers. We do not set analytics cookies, and we do not set preference or "functional" cookies. Your choices. You can block or delete cookies in your browser's settings, and the Site will work normally with every cookie blocked. Blocking the two application cookies means you will not be able to sign in to app.ellisiq.com — that is the only thing that stops working. Changes and questions. If we start using a different kind of cookie, we change this section before we do, not after. Questions: privacy@ellisintel.com. Also published standalone at ellisiq.com/cookies — identical language, both locations canonical.

9. Retention.

Customer account data: while active + up to 7 years for accounting and legal purposes. Customer Data: for the subscription term, available for export throughout; deleted within 30 days of a Customer's written deletion request. Absent such a request, upon termination we retain Customer Data for thirty (30) days following the effective date of termination, to preserve the evidentiary and statutory record-keeping basis for the underlying record, and will thereafter delete it within 30 days, except as required by law to retain. Minimized identity/contact data: retained only as long as needed for its purpose and not subject to the post-termination period above. Marketing data: until opt-out. Aggregated, de-identified data: indefinitely.

10. Security.

We use industry-standard technical and organizational measures designed to protect Customer data, including encryption and access controls. We do not claim SOC 2, ISO 27001, or any audited certification on this pre-launch product; we will update this section as our security program and independent assessments mature. No method of transmission or storage is perfectly secure. Breach notification to affected Customers per the DPA: without undue delay, and in any event within five (5) business days of becoming aware; provided that where the strictest applicable state breach-notification law or a sector-specific notice trigger requires a Customer to act on a shorter timeline, we will use commercially reasonable efforts to notify the Customer within whatever shorter period is necessary for the Customer to meet that deadline.

11. International transfers.

Processing occurs in the United States. EllisIQ is offered to United States customers; we do not currently accept customers established in the European Economic Area, the United Kingdom, or Switzerland, and the Service is not designed for the transfer of personal data from those jurisdictions. Before we accept any such customer we will publish the transfer mechanism that applies and update this section. If you access ellisiq.com from outside the United States, the limited information described in §2(b) is processed in the United States.

12. Your rights.

Marketing-site visitors and Customer billing contacts: you have the rights afforded by applicable law to access, correct, delete, or port your information and to opt out of sale/share and certain processing. We do not sell or share this information. Email privacy@ellisintel.com or write to 1500 N Grant St, Ste N, Denver, CO 80203, USA; we will verify your request and respond within the time applicable law requires. the Firm's own staff and team members invited under its tenant whose data is processed by a Customer using EllisIQ: the Customer is the controller of that data. Direct your privacy request to that company, not to EllisIQ. We act only as the Customer's processor. We will cooperate with the Customer to fulfill valid access, deletion, correction, or opt-out requests per the DPA and applicable law, and we do not respond directly to data-subject requests unless the responsible Customer explicitly authorizes and instructs us to do so.

13. Regional disclosures.

California (CCPA/CPRA). California residents have the rights in §12. In the past 12 months we have collected the categories described in §2 and used them solely as described in §5. We have not "sold" or "shared" personal information as those terms are defined under the California Consumer Privacy Act of 2018 as amended by the California Privacy Rights Act of 2020. You have the right not to be discriminated against for exercising these rights. Colorado (Colorado Privacy Act). Colorado residents have rights of access, correction, deletion, portability, and to opt out of targeted advertising, sale, and profiling in furtherance of decisions producing legal or similarly significant effects — we conduct none of these. You may appeal a declined request by replying to our response; if you have concerns you may contact the Colorado Attorney General. Other U.S. states. Residents of other states with comprehensive privacy laws have the rights those laws provide; use the contacts in §12. EEA / UK / Switzerland. To the extent Regulation (EU) 2016/679 (the General Data Protection Regulation) or the UK GDPR applies, our legal bases are our legitimate interests in operating and securing the Service and, where you contact us or hold an account, performance of a contract and our legitimate interest in responding. You have rights of access, rectification, erasure, restriction, portability and objection, and you may lodge a complaint with your local supervisory authority. See §11 for our current transfer posture.

14. Not Legal, Insurance, or Investment Advice.

EllisIQ is not a law firm and does not provide legal advice. EllisIQ is an AI-assisted practice tool for law firms and their staff. EllisIQ has not been reviewed, approved, endorsed, certified, or licensed by any bar association, law-practice regulator, or other regulatory body. EllisIQ is a software tool. It does not provide legal, insurance, investment, or certification advice, representation, or compliance assurance. Use of the Service does not guarantee compliance with any law or standard. Each Customer remains solely responsible for its own compliance. The Service's clocks, reminders, templates and generated documents are designed to assist; they are not a substitute for professional advice.

15. Children's privacy.

The Service is for business users and is not directed to individuals under 13. We do not permit account creation by anyone under 13, and we do not knowingly collect information from children under 13 through the marketing site or account flows; see §3. If we learn we have collected information from a child under 13, we will delete it promptly. A Customer that receives a request concerning a minor is the controller of that request.

16. Updates.

We will provide 30 days' email notice to Customer billing contacts for material changes to this Policy. Notice is deemed given when sent; the 30-day period runs from the send date, and failure to read a notice does not extend it.

17. Contact.

privacy@ellisintel.com — privacy matters. legal@ellisintel.com — other legal matters. 1500 N Grant St, Ste N, Denver, CO 80203, USA.